The above is a sample compliance audit. An important consideration here is to notice that this is an audit by one person. This is why there is no column for “Auditor”. In situations where there is more than 1 auditor, you will want to include an “Auditor” column.
In addition, you many have noticed, for the same reason, there are no scheduled auditor conferences. During multi-auditor audits it is common to have several “Auditor Conferences”. Some use part of the lunch break or just before or after lunch. Some do not Some do and also have an ‘end of the day’ conference. It is in these conferences where they alone discuss their findings and ‘where to go from here’.
One last consideration is that there is no ‘numbering’ of the compliance elements. Many companies do structure around the element numbering scheme of ISO 9001 or QS-9000. Registrar audits almost always cite the specific ‘section’ or ‘paragraph’ they are addressing.
A Sample Compliance Audit Schedule
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