SAMPLE COMPANY Page 1 of 5 SOP # 19-2 Revision: 0 Prepared by: _ Effective Date: Approved by: _ Title: Customer Service Contact/Complaint Handling Policy: All complaints or operation questions regarding the performance, safety, reliability or quality of products or services will be subject to management review and/or investigation and will result in prompt response and corrective action when indicated. It is the responsibility of any recipient of a product complaint to see that the customer or user receives a response to their complaint. Purpose: This procedure is intended to ensure that all customer questions, problems or complaints regarding the use of our products are efficiently and promptly handled and resolved. This procedure will also assist the company in tracking and determining product/part failures, misuse or misapplication of products to guide quality assurance actions. Scope: This procedure applies to all personnel who receive customer calls, contacts or complaints whether written or oral regarding the use or malfunction of any products manufactured or sold by the company. Definitions: Complaint: A complaint, whether written or oral, is an expression of dissatisfaction by a user of a product regarding the identity, quality, durability, reliability, safety, effectiveness, or performance of the product. Product Performance: The product in some way does not perform to the user's expectation or to the level of performance conveyed to the customer by printed material, labeling or verbally by representatives of the company. Product Safety: Any event that occurs whether expected or unexpected through the use or misuse of a product that can cause harm or injury to an operator or others in the vicinity. Product Reliability: Failure rate or need for service adjustments greater than user expectations (i.e., beyond the tolerable level of expected malfunctions). General Problems: Non-product specific problems including order or shipping error, delayed or unacceptable response to problems, unfulfilled promises, etc. CUSTOMER SERVICE CONTACT/COMPLAINT HANDLING Page 2 of 5 2.0 Receiving a Contact/Complaint from a customer: 2.1 The customer Service department will be responsible for formally receiving, processing and investigating all customer complaints in regards to the Company's products. 2.2 Upon receipt of a customer contact/complaint as defined above (i.e. service call, customer survey, via a salesperson, etc.), the customer service representative will complete the Customer Service Log with the appropriate information including date, customer name, product description and brief description of the problem or reason for the contact. Further, the log should be documented whether the contact was resolved (i.e. by telephone) or if a customer service contact has been completed. 2.3 In the event of a complaint as defined above or problem resolution other than general non-product problems, a Customer Service Contact Form (Exhibit 1) must be completed with all appropriate information. Proper investigation and/or corrective action of all complaints/problems should be taken as follows or as appropriate and documented on the Customer Service Contact Form. While customer complaints are in process, the form should be kept in an open file labeled "Corrective Action in Process" until final disposition is reached. Upon completion/resolution of the complaint/problem, copies will be made and distributed to and filed by the names listed under "Distribution" on the Customer Service Contact Form. Customer Service - Customer File Quality Assurance - Chronological File for all Complaints Master Product File - File for each Product IMPORTANT NOTE: Whenever customer service becomes aware that a death or serious injury that may have been caused by one of the Company's products, the Quality Assurance Manager will be notified immediately who will be responsible for implementing appropriate follow-up action with other management personnel. 3.0 Trouble shooting/Problem Diagnosis: 3.1 When receiving a service call by telephone or when calling a customer in regards to a written complaint, discuss with the customer what the problem is, what the product is doing/not doing, etc. Ask the customer to do a series of tests to actually pin point the problem. CUSTOMER SERVICE CONTACT/COMPLAINT HANDLING Page 3 of 5 If the problem is minor and no parts need to be sent, talk the customer through how to correct it. If the problem/question can be rectified by telephone, make sure that the problem is corrected and that everything is functioning properly before hanging up with the customer. If the problem cannot be solved over the phone, follow the procedures under Repairs and/or Replacements. 4.0 Repairs and/or Replacements: 4.1 If the problem requires sending a replacement part to the customer or a local field service technician, check in the file to see if the part is under warranty. If the part or device is no longer under warranty, the customer service rep will explain so to the customer. The cost of the part or device plus shipping and handling will be charged to the customer in accordance with the procedure for Service Charges. If shipping something to a customer that is no longer under warranty, a repair-order form must be filled out. All pertinent information must be on this form. 4.2 If the problem requires a major part or repair, it may be necessary to arrange to have the equipment or module returned to the company for repair. 4.3 If the customer requires a replacement/loaner module or piece of equipment while their product is being repaired, inform the customer to pack the defective module in the same shipping container that the replacement one will be sent in and to call customer service so that a pick-up call tag can arranged. 5.0 Trend Analysis: 5.1 To facilitate detection of failure or detect trends of devices or components within a product, customer service will perform the following: - Scanning of Customer Service Log. - Review of Complaint Files. 5.2 The Customer Service Manager will periodically, but at minimum once a month, review the customer service log for any recurring problems/complaints. If any trends are detected, the Customer Service Manager will review the problems with the Quality Assurance Manager and Engineering. Based upon this review, appropriate investigation and corrective action will be determined. CUSTOMER SERVICE CONTACT/COMPLAINT HANDLING Page 4 of 5 5.3 Upon filing of each customer complaint form in the Master Product Record, the complaint file section will be reviewed for previous complaints of a similar nature. If three or more complaints of a similar nature are noticed, the Quality Assurance Manager will be notified in accordance with the procedure "Corrective Action and Follow-Up.