The above is a sample compliance audit. An important consideration here is to notice that this is an audit by one person. This is why there is no column for Auditor . In situations where there is more than 1 auditor, you will want to include an Auditor column.
In addition, you many have noticed, for the same reason, there are no scheduled auditor conferences. During multi-auditor audits it is common to have several Auditor Conferences . Some use part of the lunch break or just before or after lunch. Some do not Some do and also have an end of the day conference. It is in these conferences where they alone discuss their findings and where to go from here .
One last consideration is that there is no numbering of the compliance elements. Many companies do structure around the element numbering scheme of ISO 9001 or QS-9000 (now IATF 16949) . Registrar audits almost always cite the specific section or paragraph they are addressing.
A Sample Compliance Audit Schedule
ISO 19011 - Quality and Environmental Management Systems Auditing Forum Discussions