Is a Stage 1 Audit required for ISO 50001 Certification?

S

samsung

#1
Stage 1 audit is now supposed to go beyond review of the documentation and be a readiness-status check of the system applying for certification.

Interestingly, the EMS certification process for ISO 14001 had always required a stage 1, on-site audit. As required in the old ISO/IEC guide 66.
Sidney, please let me know whether the newly introduced ISO 50001 also requires stage-1 audit. We are going for it this year and the CB, in addition to usual certification and periodic audits, has also quoted for stage-1 audit.

Thanks.
 
Elsmar Forum Sponsor

Sidney Vianna

Post Responsibly
Staff member
Admin
#2
Re: Stage 1 Assessment mandatory for ISO 9001?

The ISO TC242 is now catching up and developing support documents for the conformity assessment piece of ISO 50001.

But, in principle, yes. An accredited ISO 50001 certification would certainly rely on the same concept of a 2-stage audit process.

According to the Working Draft of ISO 50003, the following would apply for an EnMS ISO 50001 Stage 1 Audit:
5.2.1 Stage 1 audit
In addition to the requirements of ISO/IEC 17021:2011 Clause 9.2.3.1, the minimum components of Stage1 audit shall include the following:
a) results of internal audits of the EnMS;
b) confirmation of scope and boundaries of the EnMS;
c) documented results of the energy review;
d) objectives, targets, and action plans of the EnMS;
e) a list of the energy performance improvements related to the objectives, targets, and action plans;
f) graphical or narrative description of the organization's systems, processes, facilities or equipment identified in e) above
g) facility site plan or layout.
 
Last edited:
Thread starter Similar threads Forum Replies Date
N AS9110 Audit Stage 2 - What procedures are required? AS9100, IAQG 9100, Nadcap and related Aerospace Standards and Requirements 3
O ISO13485 implementation - Are internal audits expected before stage 1 audit? Design and Development of Products and Processes 3
Jacquie Collins Stage 2 Audit ISO 9000, ISO 9001, and ISO 9004 Quality Management Systems Standards 2
R What happens during a Stage 1 MDSAP audit? ISO 13485:2016 - Medical Device Quality Management Systems 4
A A purpose of a Stage 1 audit - Off site document review Registrars and Notified Bodies 3
W Closing of Stage 2 Audit Nonconformances AS9100, IAQG 9100, Nadcap and related Aerospace Standards and Requirements 3
E Interesting Discussion Was this the fastest ever stage 2 ISO9001:2015 audit? ISO 9000, ISO 9001, and ISO 9004 Quality Management Systems Standards 76
Q Stage 1 audit observations - documented report? General Auditing Discussions 5
K AS9100 - No NCR's or CA's during Stage 2 Audit AS9100, IAQG 9100, Nadcap and related Aerospace Standards and Requirements 8
S We had our Stage 2 Audit on 2/19 & 2/20.... AS9100, IAQG 9100, Nadcap and related Aerospace Standards and Requirements 6
J Major Nonconformance on Stage 2 Audit causes to start over Stage 1? IATF 16949 - Automotive Quality Systems Standard 2
S Root Cause - Left 5.6.2 paragraph (f) out of Quality Manual during Stage 1 Audit Nonconformance and Corrective Action 21
M What to do during a Stage 1 External Audit? AS9100, IAQG 9100, Nadcap and related Aerospace Standards and Requirements 8
B Certification Body insist on evidence of Preventive Action during Stage 2 audit ISO 9000, ISO 9001, and ISO 9004 Quality Management Systems Standards 9
M Implementing an AS9100 Quality System - Stage 1 Audit for AS9100 is Oct 2012 AS9100, IAQG 9100, Nadcap and related Aerospace Standards and Requirements 22
D ISO/TS 16949 Stage 2 Audit Nonconformance Against 7.6.3.1 Laboratory Scope IATF 16949 - Automotive Quality Systems Standard 8
K Internal Audits - Necessary before Stage 1 Audit? ISO 9000, ISO 9001, and ISO 9004 Quality Management Systems Standards 42
J Waiting for an Auditor after our AS9100 Stage Two Audit AS9100, IAQG 9100, Nadcap and related Aerospace Standards and Requirements 19
C Contract Manufacturer and Stage 2 Audit for ISO 13485 ISO 13485:2016 - Medical Device Quality Management Systems 5
K Stage 1 Audit Advice for a new Lead Auditor General Auditing Discussions 5
L Is a Gauge R&R Study needed for ISO 9001 Stage 1 Audit? ISO 9000, ISO 9001, and ISO 9004 Quality Management Systems Standards 9
J AS9100 Rev.B Registrar Audit Plan for Stage 2 Audits AS9100, IAQG 9100, Nadcap and related Aerospace Standards and Requirements 1
A Questions that auditor may ask during the certification or 2nd stage audit. ISO 9000, ISO 9001, and ISO 9004 Quality Management Systems Standards 15
P Peer Review prior to Stage 2 Audit - Acceptable or Not? ISO 9000, ISO 9001, and ISO 9004 Quality Management Systems Standards 25
P NC from TS16949 stage 2 audit - Internal Auditing - Auditor did not record evidence General Auditing Discussions 15
tsmith7858 ISO 22000 Stage 1 Audit Completed Successfully Other ISO and International Standards and European Regulations 4
J What to expect during Stage 1 and Stage 2 audits - Certification Audit ISO 9001:2008 ISO 9000, ISO 9001, and ISO 9004 Quality Management Systems Standards 7
B Is it Compulsory to complete Management Review before Stage 1 Audit? AS9100, IAQG 9100, Nadcap and related Aerospace Standards and Requirements 22
Anerol C Stage 1 Audit for ISO 9001 and Notifying/Preparing Employees General Auditing Discussions 27
D At what stage should we proceed with manufacturing process audit? General Auditing Discussions 6
D What is the TS 16949 Stage 1 Audit Requirement on Internal Audit? Internal Auditing 16
W TS 16949 Audit - Examples of Major & Minor NC's and Observations for Stage 1&2 audit. IATF 16949 - Automotive Quality Systems Standard 11
M ISO/TS 16949 Stage 2 Audit Tips General Auditing Discussions 4
M Readiness Review Failed - Stage one audit for TS16949 IATF 16949 - Automotive Quality Systems Standard 7
L We succeeded in our stage 1 audit this afternoon! IATF 16949 - Automotive Quality Systems Standard 2
S TS 16949 Stage 2 Audit Preparedness - Need Advice General Auditing Discussions 5
A Non-conformance logged following a TS16949 Stage 2 audit - APQP Control Plan IATF 16949 - Automotive Quality Systems Standard 15
L Stage One Audit vs. Document Review - TS16949 - Need clarification IATF 16949 - Automotive Quality Systems Standard 5
P TS 16949 Audit - Stage 1 passed! IATF 16949 - Automotive Quality Systems Standard 29
B Stage 1 - Adequacy Audit (pre-assessment) - University - What do they look for? ISO 9000, ISO 9001, and ISO 9004 Quality Management Systems Standards 4
S We just Passed our ISO 14001 Stage 2 Audit! Miscellaneous Environmental Standards and EMS Related Discussions 17
O ISO 13485 - Is management review required before stage 1? ISO 13485:2016 - Medical Device Quality Management Systems 6
I QMS documents required at each stage of Software development IEC 62304 - Medical Device Software Life Cycle Processes 5
A Doubt on multiple inspection carrying out for same balloon number during Stage Inspection and Final Inspection? Inspection, Prints (Drawings), Testing, Sampling and Related Topics 3
A Determining the Scope of the QMS during Stage 1? Registrars and Notified Bodies 11
Y Application of IEC/EN 62304 at an advanced stage of software development IEC 62304 - Medical Device Software Life Cycle Processes 4
K MDSAP Stage 1 Guidance Documents ISO 13485:2016 - Medical Device Quality Management Systems 1
N Non-conformances whilst in the Design and Development stage of a project ISO 9000, ISO 9001, and ISO 9004 Quality Management Systems Standards 8
B Supplier Certificate Suspended in OASIS - Do we need stage 1 and 2 to reinstate cert? AS9100, IAQG 9100, Nadcap and related Aerospace Standards and Requirements 2
S Risk Management at the Quote Stage AS9100, IAQG 9100, Nadcap and related Aerospace Standards and Requirements 3
Similar threads


















































Top Bottom