ISO 9001 Frequently Asked Questions (FAQ's) Cut and Pasted from the ISO Site - Update August 2022

Sidney Vianna

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I believe we should "stick" this under the ISO 9001:2000 Forum:
https://isotc.iso.org/livelink/live...901/1069636/FAQs.html?nodeid=3554529&vernum=0

This list of Frequently Asked Questions (FAQs) has been prepared by ISO/TC 176/SC 2 to support the publication of ISO 9001:2008 and the revision of ISO 9004. Input has been obtained from experts and users of the ISO 9000 standards, expressed during seminars and presentations around the world.


The list will be reviewed and updated on a regular basis to maintain its accuracy, and to include new questions where appropriate. It is intended that this list will also provide a good source of information for new users of the standards.


For the latest version of the FAQs, reference should be made to the open access web site at www.iso.org/tc176/sc2.

1. What is ISO?

The International Organization for Standardization (ISO) was established in 1947 and is (currently) an association of approximately 157 National Standards Bodies, which each represent their own country. ISO employs a system of Technical Committees, Sub-committees and Working Groups to develop International Standards. Besides the National Standards Bodies, ISO permits other international organizations that develop standards to participate in its work, by accepting them as Liaison members. ISO works in accordance with an agreed set of rules of procedure, the ISO/IEC Directives, which also include requirements on the presentation of standards. For further details please refer to ISO's own web site at www.iso.org

2. Who are the National Standards Bodies, and who represents my country at ISO?

Please use the link on ISO's web site that gives details, including contact information, of the National Standards Bodies: www.iso.org/iso/about/iso_members.htm

3. What are the ISO 9000 standards ?

The ISO 9000 standards are a collection of formal International Standards, Technical Specifications, Technical Reports, Handbooks and web based documents on Quality Management. There are approximately 25 documents in the collection altogether, with new or revised documents being developed on an ongoing basis.

(It should be noted that many of the International Standards in the ISO 9000 family are numbered in the ISO 10000 range.)

4. Who is responsible for developing the ISO 9000 standards?

ISO Technical Committee (TC) number 176 (ISO/TC 176), and its Sub-committees, are responsible for the development of the standards. The work is conducted on the basis of "consensus" among quality and industry experts nominated by the National Standards Bodies, representing a wide range of interested parties.

5. Where can copies of the standards be obtained?

Copies of the standards may be purchased from your National Standards Body, or from ISO itself ([email protected]). Many National Standards Bodies have them available in local-language versions.

6. Where can copies of the supporting ISO 9000 guidance notes or other documents be found ?

Copies of the ISO 9000 Introduction and Support Package modules:
§ Guidance on ISO 9001:2008 Sub-clause 1.2 'Application'
§ Guidance on the Documentation requirements of ISO 9001:2008
§ Guidance on the Terminology used in ISO 9001 and ISO 9004
§ Guidance on the Concept and Use of the Process Approach for management systems
§ Guidance on 'Outsourced Processes'

as well as details of the Quality Management Principles can be found at:
www.iso.org/tc176/sc2

Copies of the ISO 9001 Auditing Practices Group guidance notes can be found at:
(broken link removed)

Copies of the sanctioned ISO/TC 176 sanctioned “Interpretations” of ISO 9001 can be found at: www.tc176.org

7. Where can information be obtained on the ISO 9000 standards?

There are a number of sources of information on the ISO 9000 quality management system standards, including ISO's web site (www.iso.org), which carry information on the standards. Your National Standards Body should be able to provide copies of the standards, and registrars/certification bodies will be able to provide guidance on registration arrangements.

8. Why are the standards being revised?
§ ISO’s formal review process:
- o Requires continual review to keep standards up to date. Must be initiated within 3 years of publication of a standard.
§ User inputs from:
- o A global user questionnaire/survey
- o A market Justification Study
- o Suggestions arising from the interpretation process
- o Opportunities for increased compatibility with ISO 14001
- o The need for greater clarity, ease of use, and improved translation
§ Current trends:
- o Keeping up with recent developments in management system practices.

9. Who is responsible for revising the standards?

The revision process is the responsibility of ISO Technical Committee no.176, Sub-committee no.2 (ISO/TC 176/SC 2) and is conducted on the basis of consensus among quality and industry experts nominated by ISO Member bodies, and representing all interested parties.

10. When will the revised standards be available?

The revised quality management system standards (ISO 9000, 9001 and 9004) are scheduled as follows:
§ ISO 9000:2005 already published – no major changes expected for 2009
§ Current plan is for small changes to ISO 9001 (an “amendment”) to be published in November 2008.
§ More significant changes are planned for ISO 9004 (a “revision”) to be published in mid 2009.

11. How much is the implementation of the new standard going to cost?

One of the goals of ISO/TC 176/SC 2 is to produce standards that will minimize any potential costs during a smooth implementation. Any additional costs may be considered as a value-adding investment. A key factor in the development of ISO 9001:2008 was to limit the impact of changes on users.

12. Where can I obtain information on the revised standards?

ISO maintains a web site at www.iso.org that carries general information on the revision program. Your National Standards Body will give you additional information and the certification/registration bodies will be able to provide guidance on transitional arrangements in due course.

13. Where can my organization go if it needs additional clarification or interpretation of the ISO 9001:2008 standard?

The starting point for any individual request for an interpretation should be with the enquirer's National Standards Body. ISO Central Secretariat and ISO/TC 176/SC 2 cannot accept direct requests from individuals for interpretations of the ISO 9000 standards. ISO/TC 176 has a Working Group that only accepts formal requests for interpretations from the National Standards Bodies. The agreed interpretations can be found at www.tc176.org.

14. Will my organization need a full reassessment once the revised standards are available?

This is primarily an issue between your organization and your registration/certification body. ISO/TC 176 is working with the IAF (International Accreditation Forum) and ISO/CASCO (the ISO Policy Committee for Conformity Assessment) in order to provide relevant information in a timely manner. ISO/CASCO is responsible for the standards to which the Certification Bodies work (ISO/IEC 17021), and the Accreditation Bodies are responsible for monitoring and approving the performance of Certification Bodies within their geographical area.

It is expected that conformity to the new ISO 9001:2008 standard will be evaluated by certification bodies during regular surveillance visits and that full reassessment will only take place once current certificates expire. However, it should be noted that ISO and the IAF have agreed that all certificates to ISO 9001 should be upgraded to ISO 9001:2008 within 2 years of publication of the amended standard.

15. Will the revised standards be available in my national language immediately after they are published by ISO?

The active participation of experts from around the world in the preparation of the new standards, and the broad distribution of the draft standards, will facilitate the timely translation of the International Standards.

Given the global importance of the quality management system standards, many National Standards Bodies are already working on the translation issue. ISO itself will publish the new standards in English and French, but if national language translations of the standards are currently available from your National Standards Body, we expect that they will have the translation of the revised standards ready at the time of publication by ISO or very soon thereafter.

For further details contact your National Standards Body.

16. Will my organization have to re-write all its documentation?

No. ISO 9001:2008 doesn’t introduce major changes to the requirements, when compared to ISO 9001:2000. However, to benefit from the changes, we suggest you get acquainted with the new version of the standard and the clarifications introduced. If, during your analysis of the clarifications you find there are differences from your current interpretation of ISO 9001:2000, then you should analyse the impact on your current documentation and make the necessary arrangements to update it. It is intended that the amendment of ISO 9001 will have minimal or no impacts on documentation.

17. Will the revised standards address financial issues?

Financial issues are not addressed in ISO 9001:2008, which is a requirements standard.

The ISO 10014:2006 and ISO 9004 guidance standards will emphasize the financial resources needed for the implementation and improvement of a quality management system.

18. What are the benefits of the revised standards?

For ISO 9001:2008 the major benefits are:
§ Simple to use
§ Clear in language
§ Readily translatable and easily understandable
§ Compatibility with other management systems such as ISO 14001.

For ISO 9004:
§ Facilitates improvement in users’ quality management systems.
§ Provides guidance to an organization for the creation of a quality management system that:
- o creates value for its customers, via the products it provides
- o creates value for all other interested parties
- o balances all interested-party viewpoints.
§ Provides guidance for managers on leading their organization towards sustained success.
§ Forward compatibility to allow organizations to build on existing quality management systems.

19. What are the main changes in ISO 9001:2008?

ISO 9001:2008 has been developed in order to introduce clarifications to the existing requirements of ISO 9001:2000 and changes that are intended to improve compatibility with ISO 14001:2004. ISO 9001:2008 does not introduce additional requirements nor does it change the intent of the ISO 9001:2000 standard.

Certification to ISO 9001:2008 is not an “upgrade”, and organizations that are certified to ISO 9001:2000 should be afforded the same status as those who have already received a new certificate to ISO 9001:2008

All changes between ISO 9001:2000 and ISO 9001:2008 are detailed in Annex B to ISO 9001:2008.

20. What are the main benefits to be derived from implementing an ISO 9000 quality management system?

The ISO 9000 standards give organizations an opportunity to increase value to their activities and to improve their performance continually, by focusing on their major processes. The standards place great emphasis on making quality management systems closer to the processes of organizations and on continual improvement. As a result, they direct users to the achievement of business results, including the satisfaction of customers and other interested parties.

The management of an organization should be able to view the adoption of the quality management system standards as a profitable business investment, not just as a required certification issue.

Among the perceived benefits of using the standards are:
§ The connection of quality management systems to organizational processes
§ The encouragement of a natural progression towards improved organizational performance, via:
- o the use of the Quality Management Principles
- o the adoption of a "process approach"
- o emphasis of the role of top management
- o requirements for the establishment of measurable objectives at relevant functions and levels
- o being orientated toward "continual improvement" and "customer satisfaction", including the monitoring of information on "customer satisfaction" as a measure of system performance.
- o measurement of the quality management system, processes, and product
- o consideration of statutory and regulatory requirements.
- o attention to resource availability

21. How will the implementation of the amended standard help my organization to improve its efficiency?

ISO 9001:2008 aims at guaranteeing the effectiveness (but not necessarily the efficiency) of the organization. For improved organizational efficiency, however, the best results can be obtained by using ISO 9004 in addition to ISO 9001:2008. The guiding quality management principles are intended to assist an organization in continual improvement, which should lead to efficiencies throughout the organization.

22. What benefits are there to an organization implementing ISO 9004 ?

If a quality management system is appropriately implemented, utilizing the eight Quality Management Principles, and in accordance with ISO 9004, all of an organization's interested parties should benefit. For example:

Customers and users will benefit by receiving the products (see ISO 9000:2005) that are:
§ Conforming to the requirements
§ Dependable and reliable
§ Available when needed
§ Maintainable

People in the organization will benefit by:
§ Better working conditions
§ Increased job satisfaction
§ Improved health and safety
§ Improved morale
§ Improved stability of employment

Owners and investors will benefit by:
§ Increased return on investment
§ Improved operational results
§ Increased market share
§ Increased profits

Suppliers and partners will benefit by:
§ Stability
§ Growth
§ Partnership and mutual understanding

Society will benefit by:
§ Fulfilment of legal and regulatory requirements
§ Improved health and safety
§ Reduced environmental impact
§ Increased security

23. Are the standards compatible with national quality award criteria?

The standards are based on 8 Quality Management Principles, which are aligned with the philosophy and objectives of most quality award programs. These principles are:
§ Customer focus,
§ Leadership,
§ Involvement of people,
§ Process approach,
§ System approach to management,
§ Continual improvement,
§ Factual approach to decision making, and
§ Mutually beneficial supplier relationships.

ISO 9004 recommends that organizations perform self-assessments as part of their management of systems and processes, and includes an annex giving guidance on this approach. This is similar to many quality awards programmes.

24. Why is the requirement for monitoring "customer satisfaction" included in ISO 9001?

"Customer satisfaction" is recognized as one of the driving criteria for any organization. In order to evaluate if a product meets customer needs and expectations, it is necessary to monitor the extent of customer satisfaction. Improvements can be made by taking action to address any identified issues and concerns.

25. Can the standards improve "customer satisfaction"?

The quality management system details that are described in the standards are based on Quality Management Principles that include the "process approach" and "customer focus". The adoption of these principles should provide customers with a higher level of confidence that products will meet their needs and increase their satisfaction.

26. What is meant by "continual improvement"?

Continual improvement is the process focused on continually increasing the effectiveness and/or efficiency of the organization to fulfil its policies and objectives. Continual improvement (where "continual" highlights that an improvement process requires progressive consolidation steps) responds to the growing needs and expectations of the customers and ensures a dynamic evolution of the quality management system.

27. What is a process?

Any activity or operation, which receives inputs and converts them to outputs, can be considered as a process. Almost all activities and operations involved in generating a product or providing a service are processes.

For organizations to function, they have to define and manage numerous inter-linked processes. Often the output from one process will directly form the input into the next process. The systematic identification and management of the various processes employed within an organization, and particularly the interactions between such processes, may be referred to as the ‘process approach’ to management.

For further information, refer to the paper Guidance on the Concept and Use of the Process Approach, available from www.iso.org/tc176/sc2.

28. What is the "process approach"?

The "process approach" is a way of obtaining a desired result, by managing activities and related resources as a process. The "process approach" is a key element of the ISO 9000 standards. For further guidance, please refer to the ISO 9000 Introduction and Support Package module: Guidance on the Concept and Use of the Process Approach for management systems.

29. Can the "process approach" be applied to other management systems?

Yes. The "process approach" is a generic management principle, which can enhance an organization’s effectiveness and efficiency in achieving defined objectives.

30. How can the PDCA cycle be used in the "process approach"?

The PDCA cycle is an established, logical, method that can be used to improve a process.

This requires:
§ (P) planning (what to do and how to do it),
§ (D) executing the plan (do what was planned),
§ (C) checking the results (did things happened according to plan) and
§ (A) act to improve the process (how to improve next time).

The PDCA cycle can be applied within an individual process, or across a group of processes.

31. Can any organization apply the "process approach"?

Yes. Many organizations already apply a "process approach" without recognizing it. They could achieve additional benefits by understanding and controlling it.

32. Why should an organization apply the "process approach"?

By applying the "process approach" an organization should be able to obtain the following types of benefits:
§ The integration and alignment of its processes to enable the achievement of its planned results.
§ An ability to focus effort on process effectiveness and efficiency.
§ An increase in the confidence of customers and other interested parties as to the consistent performance of the organization.
§ Transparency of operations within the organization.
§ Lower costs and shorter cycle times through effective and efficient use of resources.
§ Improved, consistent and predictable results.
§ The identification of opportunities for focused and prioritized improvement initiatives.
§ The encouragement and involvement of people, and the clarification of their responsibilities.
§ The elimination of barriers between different functional units and the unification of their focus to the objectives of the organization.
§ Improved management of process interfaces.

33. What is meant by the “sequence” of processes and their "interactions"?

The "sequence" of processes shows how the processes follow, or link, to each other to result in a final output.

For example, the output from one process may become the input of the next process or processes.

The "interactions" show how each process affects or influences one or more of the other processes. For example, the monitoring or controlling of a process may be established in a separate process.

34. How can the processes in an organization be determined?

Identify the organization's intended outputs, and the processes needed for achieving them. These will need to include processes for Management, Resources, Realization and Measurement and Improvement.
§ Identify all process inputs and outputs, along with the suppliers and customers, who may be internal or external.
§ Identify the sequence and interactions of the processes.

35. Should an organization define and document all its processes?

The main purpose of documentation is to enable the consistent and stable operation of an organization's processes.

Although statutory, standards' or customer requirements may require certain documentation, there is no defined “catalogue”, or list of processes that has to be documented in ISO 9001, apart from the 6 indicated ones.

The organization should determine which processes are to be documented on the basis of:
§ The size of the organization and type of its activities,
§ The complexity of its processes and their interactions,
§ The criticality of the processes and
§ Availability of competent personnel.

A number of different methods can be used to document processes, such as graphical representations, written instructions, checklists, flow charts, visual media, or electronic methods.

36. How much detail is required in process documentation?

The extent of detail is likely to depend upon factors such as:
§ the size of an organisation and its types of activities,
§ the complexity of its processes and their interactions, and
§ the competence (level of education, training, skills and experience) of its personnel.


37. Is there a standard way of describing a process?

No, there is no standard way to describe a process. It depends on the culture, management style, staff literacy, personal attributes and their interactions.

A process may be described using a flow chart, block diagram, responsibility matrix, written procedures or pictures.

Process flowcharts or block diagrams can show how policies, objectives, influential factors, job functions, activities, material, equipment, resources, information, people and decision making interact and/or interrelate in a logical order.

38. What should an organization do to adopt the "process approach"?

To adopt the "process approach" an organization should apply the following steps:
§ Identify the processes of the organization,
§ Plan the processes,
§ Implement and measure the processes,
§ Analyse the processes,
§ Improve the processes.

39. What is a "process owner"?

A person who is given the responsibility and authority for managing a particular process is sometimes referred to as the "process owner".

It may be useful for an organization's Management to appoint individual "process owners" and to define their roles and responsibilities; these should include the responsibility for ensuring the implementation, maintenance and improvement of their specific process and its interactions.

It should be noted, however, that ISO 9001:2008 does not specifically require the appointment of "process owners".

40. How can a process be measured?

There are various methods of measuring process controls and process performance, ranging from simple monitoring systems up to sophisticated statistically based systems (e.g. statistical process control, or SPC, systems). The selection and use of any particular method will be dependent on the nature and complexity of an organization's processes and products. The effectiveness of an individual process may be measured by the conformity of its output or product to customer requirements. Its efficiency may be measured from its use of resources. In all cases the measurement of the process determines if its (measurable) objectives have been achieved. Sometimes it only requires monitoring to confirm process operations.

Typical factors that are useful to consider when identifying measures of process control and process performance include:
§ Conformity with requirements,
§ Customer satisfaction,
§ Supplier performance,
§ On time delivery,
§ Lead times,
§ Failure rates,
§ Waste,
§ Process costs.
§ Incident frequency

41. What is the difference between a "process" and a "procedure"?

A "process" may be explained as a set of interacting or interrelated activities, which are employed to add value. A "procedure" is a method of describing the way or How in which all or part of that process activities shall/should be performed.

ISO 9000:2005 defines a procedure as a "specified way to carry out an activity or a process", which does not necessarily have to be documented.

42. An organization has a well-established set of procedures. Can these procedures be used to help describe its processes?

Yes, if the procedures describe inputs and outputs, appropriate responsibilities, controls and resources needed to satisfy customer requirements.

43. What documentation is required by ISO 9001?

ISO 9001:2008 refers specifically to only 6 documented procedures; however, other documentation (including more documented procedures not specifically mentioned in ISO 9001:2008) may be required by an organization, in order to manage the processes that are necessary for the effective operation of the quality management system. This will vary depending on the size of the organization, the kind of activities in which it is involved and their complexity. For further guidance, please also refer to the ISO 9000 Introduction and Support Package module "Guidance on the Documentation Requirements of ISO 9001:2008"

44. Which standard are organizations registered/certified to?

Organizations have their quality management system registered/certified to ISO 9001:2008. The scope of registration/ certification will need to reflect precisely and clearly the activities covered by the organization's quality management system; any exclusion to non-applicable requirements of the standard (permitted through ISO 9001 clause 1.2 "Application") will need to be documented and justified in the quality manual (see also the ISO/TC 176/SC2 ISO 9000 Introduction and Support Package module Guidance on ISO 9001:2008 clause 1.2 'Application').

45. What does an organization need to do to comply with ISO 9001?

When initially starting to use ISO 9001, an organization should familiarize its personnel with the Quality Management Principles, analyze the standards (especially ISO 9000 and ISO 9004), and consider how their guidance and requirements may affect your activities and related processes. If it then wishes to proceed to registration/certification, it should perform a gap analysis against the requirements of ISO 9001 to determine where its current quality management system does not address the applicable ISO 9001:2008 requirements, before developing and implementing additional processes to ensure that compliance will be achieved.

46. What will happen to the 2000 version of ISO 9001?

ISO 9001:2008 will supersede ISO 9001:2000 However, noting the IAF/ISO-CASCO/ISO TC176 agreement that accredited certification to the 2000 edition should remain possible for up to 2 years after the publication of ISO 9001:2008, copies of the 2000 edition will still be available on request from ISO and the national standards bodies during that period, and possibly for even longer.

47. Can organizations remain certified/registered to the 2000 version?

Yes. Certification to ISO 9001:2008 is not an “upgrade”, and organizations that are certified to ISO 9001:2000 should be afforded the same status as those who have already received a new certificate to ISO 9001:2008. However, certificates to ISO 9001:2000 will only remain valid until 2 years after the publication of ISO 9001:2008. Contact your certification/registration body to get details on the certificates transition process.

48. What will happen to the other standards and documents in the current (2000) ISO 9000 family?

The four primary standards of the current ISO 9000 family are the following:
§ ISO 9000:2005 already published – no major changes expected for 2009
§ ISO 9001:2000 to be superseded by ISO 9001:2008
§ More significant changes are planned for ISO 9004 with a planned publication date of late 2009.
§ ISO 19011:2002 is currently beginning the revision process, with a new version expected in 2011.

The other standards and documents will be reviewed and updated as necessary

49. How soon can my organization seek certification to ISO 9001:2008?

ISO 9001: 2008 certificates can only be granted after its publication as an International Standard.

50. Will I be able to certify/register my organization to ISO 9004:2009?

Since ISO 9004:2009 will be a guidance document, it is not intended to be used for third party certification purposes.

51. My organization is thinking about developing a Quality Management System to ISO 9001. Should we wait until the revised standards are published?

No, you should not delay the introduction of the quality management system in your organization. Like those who are currently in the process of being registered/certified, anything you do now to lay the foundation of a quality management system within your organization will be beneficial.

52. My organization is applying for ISO 9001 certification in 2008. What should I do?

Organizations in the process of certification to ISO 9001:2000 are recommended to apply for certification to ISO 9001:2008, as soon it is published. Up to its publication you can still apply for certification to ISO 9001:2000.

53. Can an organization be certified/registered to ISO 9004?

ISO 9004 is a guidance standard, which is not intended to be used for third party registration/certification purposes. A key element of ISO 9004 is the ability to perform self-assessments. Third party quality management system certifications/ registrations are performed to ISO 9001:2008.

54. Is an organization's ISO 9001 certificate applicable to all of its products ?

When an organization seeks to have its quality management system registered/certified to ISO 9001:2008, it is required to agree a "scope of certification" with its registrar/certification body. This will define the products to which the organization's quality management system is applicable, and against which it will be assessed. An organization is not obliged to include within its "scope of certification" all the products that it provides (note that the ISO 9000:2005 definition of "Product" includes "services"), but may be selective about those that are included. All applicable requirements of ISO 9001:2008 will need to be addressed by the organization's quality management system that covers those products that are included in the "scope of certification".

Customers should ensure that a potential supplier's "scope of certification" covers the products that they wish to order. Caveat Emptor!

55. What can an organization do if it is not able to comply with all of the requirements of ISO 9001?

ISO 9001 allows for the exclusion of some of its requirements (via clause 1.2 “Application”), but only if it can be shown that these requirements are not applicable to the organization.

Exclusions are limited to the requirements given in Section 7 ("Product Realization"), where individual requirements may only be excluded if it can be shown that they do not affect the organization's ability to provide product that meets customer and applicable statutory or regulatory requirements. Justification for such exclusions is also required to be detailed within the organization's quality manual.

For example, if design activities are not required by an organization to demonstrate its capability to meet customer and applicable statutory /regulatory requirements, or if its product is provided on the basis of established design, then it may be able to exclude some of the "design" requirements but still be able to be registered/certified to ISO 9001:2008.

For further guidance, see the ISO 9000 Introduction and Support Package module: Guidance on ISO 9001:2008 clause 1.2 'Application'.

56. How will a small organization be able to adapt the requirements of ISO 9001? What flexibility will be allowed?

The requirements of the amended ISO 9001:2008 remain applicable to small, medium, and large organizations alike, and such organizations should acquaint themselves with the clarifications in ISO 9001:2008. ISO/TC 176 has published a handbook “ISO 9001 for Small Businesses – What to do ?” giving specific advice to small businesses.

The requirements of ISO 9001 are applicable to small, medium, and large organizations alike. ISO 9001:2008 provides some flexibility, through clause 1.2 “Application”, on the exclusion of certain requirements for specific processes that may not be performed by the organization.

If, for example, the nature of your products does not require you to perform design activities, or if your product is provided on the basis of established design, you could discuss and justify the exclusion of these requirements with your certification/registration body (see also the ISO 9000 Introduction and Support Package module Guidance on ISO 9001:2008 clause 1.2 'Application'). However, individual organizations will still need to be able demonstrate their capability to meet customer and applicable statutory or regulatory requirements for their products, and will need to consider this when determining the complexity of their quality management systems.

Further guidance for small businesses may be found in the ISO handbook: ISO 9001 for Small Businesses – What to do, Advice from ISO/TC 176

57. What will happen to the ISO handbook “ISO 9001 for Small Businesses”?

It remains fully applicable. A project has been started to update the handbook to reflect the changes in ISO 9001:2008.

58. What’s the relationship between the revised ISO 9001 and ISO 14001?

Compatibility with ISO 14001:2004 has been maintained and enhanced. “Compatibility” means that common elements of the standards can be implemented by organizations in a shared manner, in whole or in part, without unnecessary duplication or the imposition of conflicting requirements.

59. Are there any guidelines covering joint implementation of ISO 9001 and ISO 14001?

The two standards are compatible. It is not expected that an ISO guideline will be prepared on this subject at the present time. If the need for such a document arises, ISO will consider the request as a new project. However, both ISO 9001 and ISO 14001 include an annex to show the correspondence between the two standards.

60. Is there a common guideline standard for auditing QMS and EMS according to ISO 9001 and 14001?

Yes, ISO 19011:2002 provides guidelines for quality and/or environmental management systems auditing. Note that a project to revise ISO 19011 was started in 2008, and is expected to be completed in 2011.

61. How are the standards applicable to organizations that provide services. ?

The standards are applicable to all types of organizations, operating in all types of sectors, including service providers.

(Note: the definition of the term 'product' in ISO 9000:2005 also includes 'services'. ISO 9001:2008 and ISO 9004:2000 have been written to reflect this definition.)

62. My organization provides services. Is the new ISO 9001:2008 applicable to us?

ISO 9001 is equally appropriate to all sectors, including service providers. The standard is applicable to all types of organizations.

63. What do quality management practitioners (consultant, auditor, or trainer) need to know about the standards?

As a minimum, quality management practitioners should familiarize themselves with the requirements of ISO 9001:2008, and also with the content and philosophies of ISO 9000:2005, ISO 9004 and the Quality Management Principles.

Practitioners whoa are already familiar with ISO 9001:2000 should become aware of the clarifications introduced in ISO 9001:2008, and their implications, prior to conducting audits to that standard, or giving training and consultancy.

They should understand their client’s activities and processes, before providing appropriate interpretations of the requirements of the standards, to add value to the client's operations.

ISO/TC 176 has developed the standard ISO 10019 Guidelines for the selection of quality management system consultants and use of their services, which may be useful to refer to for further guidance.

64. How should regulatory bodies use the standards?

Regulatory bodies should review their regulations currently in effect (or under development) and identify points where reference to the quality management system standards would be appropriate, before making recommendations to the legislative body.

65. What do auditors need to know about the standards?

Auditors, whether external or internal, should be able to demonstrate their competence on the structure, content and terminology of the standards, and also on the underlying Quality Management Principles.

The standards require that auditors are able to understand the organization's activities and processes and appropriately audit against the requirements of the ISO 9001 in relation to the organization's objectives. According to joint advice from the International Accreditation Forum (IAF), ISO's Policy Committee for Conformity Assessment (ISO-CASCO) and ISO TC 176, auditors should be able to demonstrate competency in:
§ The requirements of the ISO 9001:2008.
§ The concepts and terminology of the ISO 9000:2005.
§ The eight Quality Management Principles
§ A general understanding of ISO 9004
§ Familiarity with the auditing guidance standard ISO 19011.

ISO/TC 176, ISO/CASCO and the IAF have established an ISO 9001 Auditing Practices Group, which has issued a number of web based guidance notes to assist auditors (see (broken link removed))

66. How will ISO 9001:2008 relate to the needs of specific business sectors?

ISO 9001:2008 remains compatible with the existing management systems standards for specific business sectors like ISO/TS 16949, AS 9000/EN 9100 and TL 9000.

Users of a specific sector scheme are recommended to refer to the organization that is responsible for that sector scheme, e.g. for:
§ ISO/TS 16 949 refer to the IATF,
§ TL 9000 refer to the QuEST Forum
§ For AS 9000/EN 9100 refer to the IAQG

67. My organisation fulfils the ISO 9001:2000 requirements. What do I need to do?

An organization who’s QMS fulfils the requirements of ISO 9001:2000 should check that they are following the clarifications introduced in the amended standard ISO 9001:2008.

ISO 9001:2008 has been developed in order to introduce clarifications to the existing requirements of ISO 9001:2000. It does not introduce additional requirements nor does it change the intent of the ISO 9001:2000 standard.

68. What is the impact of ISO 9001:2008 on certification?

Certification to ISO 9001:2008 is not an “upgrade”, and organizations that are certified to ISO 9001:2000 should be afforded the same status as those who have already received a new certificate to ISO 9001:2008.

ISO and the International Accreditation Forum (IAF) have agreed the following “Implementation Plan” with respect to accredited certification to ISO 9001:2008:



“Accredited certification to the ISO 9001:2008 shall not be granted until the publication of ISO 9001:2008 as an International Standard.



Certification of conformity to ISO 9001:2008 and/or national equivalents shall only be issued after official publication of ISO 9001:2008 (which should take place before the end of 2008) and after a routine surveillance or re-certification audit against ISO 9001:2008.



Validity of certifications to ISO 9001:2000



One year after publication of ISO 9001:2008 all accredited certifications issued (new certifications or re-certifications) shall be to ISO 9001:2008.

Twenty four months after publication by ISO of ISO 9001:2008, any existing certification issued to ISO 9001:2000 shall not be valid.”

69. Is there any way I can participate in the development of standards?

Yes. If you are interested you should contact your National Standards Body for further details.

Information on ISO’s member National Standards Bodies can be found at: https://www.iso.org/iso/about/iso_members.htm
 
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Randy

Super Moderator
Re: ISO 9000 FAQ's

Great list Sid.:agree1:

One thing though, you apparently have too much time on your hands:lol:
 

Wes Bucey

Prophet of Profit
Re: ISO 9000 Frequently Asked Questions (FAQ's)

I believe we should "stick" this under the ISO 9001:2000 Forum:
https://isotc.iso.org/livelink/live...901/1069636/FAQs.html?nodeid=3554529&vernum=0

Frequently Asked Questions (FAQ's)
I agree the thread should be "sticky" (our new designation is "FAQ") and have made that change.

I have defended this wholesale copying as "fair use for educational purposes" of ISO copyrighted material.

Thanks for the alert and the links to the original material.
 
C

CoKoOPERATOR

Re: ISO 9000 Frequently Asked Questions (FAQ's)

WOW !
This "sticky" is a G R E A T effort to spread knowledge !

That is why the "cove" .......... is the center of Q !

:applause: :agree1: :applause:
 
U

Umang Vidyarthi

Re: ISO 9000 FAQ's

Very useful information.
Thanx.:agree1:
 
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Sidney Vianna

Post Responsibly
Leader
Admin
Re: ISO 9000 Frequently Asked Questions (FAQ's)

ISO developed and made available a PowerPoint presentation about ISO 9001 and 14001. It might be of interest to some.

(broken link removed)
 

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A

amanbhai

I am preparing presentation right now & this FAQ really helped.
Its really good work. Thanks Sidney
 

Sidney Vianna

Post Responsibly
Leader
Admin
New version of the FAQ's available @ Frequently asked Questions - ISO Quality Management Systems Standards

Q&A on ISO Management Systems Standards

1. Who publishes the standard, and where can I purchase it?

International Organization for Standardization based in Geneva Switzerland is the publisher. You can purchase ISO standards from their website: Standards. Standards can also be purchased from National Standards Bodies.

2. Is the standard available in different languages?

Yes, it is; details of the same can be found here: ISO 9001:2015

3. When is the next revision of ISO 9001 coming?

How frequently are standards revised / updated? All ISO standards are reviewed every five years to establish if a revision is required. (Note: According to www.iso.org)

4. Is the Standard a legal document?

When conformance to ISO 9001 Standard Requirements is a part of a contract between a supplier and customer, the conformance to the requirement is legally binding. In some countries, it may also be a government regulation.

5. What committee is responsible for the ISO 9001 Standard updates?

Standards are developed by the people that need them - that could mean you. Standards committees include experts from both standards and industry. These experts are put forward by ISO's national members. If you want to shape future standards in your field contact your national member Members. For further information please use this link: About

6. What is meant by the process approach?

The process approach is one of the seven principles of the Standard. Consistent and predictable results are achieved more effectively and efficiently when activities are understood and managed as interrelated processes that function as a coherent system. The rationale is that the quality management system consists of interrelated processes. Understanding how results are produced by this system enables an organization to optimize the system and its performance.

7. Does certification mean my business will gain more customers?

It is quite possible you may gain more customers; however, this is not a given. In situations where a customer requires you to have certification, you might lose business if you are not certified. The biggest benefit is achieved when the Standard is applied by the entire organization for all processes.

8. How do you make sure all certifying bodies have a consistent process for auditing?

ISO only creates the standards and does not govern / oversee the certifying bodies. That is performed by accreditation bodies. Accreditation is based on meeting the requirements of ISO/IEC 17000, ISO/IEC 17011, And ISO/IEC 17021 - Conformity Assessment Package.

9. Why is the Standard so generic?

The ISO 9001 Standard is written in a way that it is broadly applicable to just about any
organization. Thus, it comprises requirements that are universally applicable. However specific industries and companies may require to enhance the Standard according to their needs.

10. If I have suggestions for the improvement of the Standard, who should I contact?

Please contact the TC176. Standards development is a multi-stake holder process of global scale, and success depends on participation by different experts. Please do participate in this effort, here is the link to learn more and sign up: https://www.iso.org/developingstandards.html

11. How is risk addressed under the ISO 9001 Standard?

Prior versions of the Standard had an implicit reference to risk. The 2015 version clearly states that risk-based thinking is essential to achieve an effective QMS. The organization is encouraged to address both – risks and opportunities.

12. What exclusions are allowed in the ISO 9001:2015 Standard?

The prior version of ISO 9001 (2008) had a statement that any requirements within Clause 7 (Product Realization) that “cannot be applied due to the nature of an organization and its product…can be considered for exclusion, as long such exclusions do not affect the
organization's ability, or responsibility, to provide product that meets customer and applicable statutory and regulatory requirements.” Exclusion for clauses other than Clause 7 were not acceptable. The current version of ISO 9001 (2015) does not have an explicit explanation, but intent/expectation is there in Clause 4.3. An organization that cannot apply one or more specific requirements based on the nature of the organization and its product can consider them for exclusion. However, any such exclusion must be justified. If the organization elects to be certified to this standard, justifications for exclusions must be reviewed and accepted by the certification body.

13. Who is a registrar, and who oversees their work?

A registrar (aka certification body) is the organization that certifies an auditee has met the
requirements of the standard. They then issue the Certificate accordingly. An accreditation body oversees their work. Details of accreditation bodies are available at IAF Website; follow link below: Accreditation Bodies - IAF


14. I have a complaint against the certification body, who should I contact?

Complaints against a certification body can be filed with national accreditation body. Details of accreditation bodies available at IAF Website; follow link below: https://iaf.nu/en/accreditationbodies/

15. I want to file a complaint against an auditor, how should I go about doing that?

Complaints against auditors should be filed with the national certification body since the auditor works for them. An alternate path is to approach the International Accreditation Forum (IAF): IAF

16. What is the benefit to my organization from getting ISO 9001 Certification?

This publication by ISO provides information on the benefits together with testimonials from leaders of various firms:
https://www.iso.org/files/live/sites/isoorg/files/store/en/PUB100369.pdf

17. Do I really need a certification?

According to the publication above in question 15, “Certification to ISO 9001 is not a
requirement and you can use the standard to improve the way you work without being certified. However, third-party certification, when an independent certification body audits your practices against the requirements of the standard, is a way of signaling to your buyers, customers, suppliers and other stakeholders that you have implemented the standard properly.”
NOTE: In certain cases, customers may require evidence of certification as a pre-requisite to conducting business.

18. Can I self-proclaim compliance after making sure that we have complied with all the
requirements of the standard?


You can proclaim that, however, the QMS would not have been validated via examination by an independent third party. Further, self-proclamation will not lead to certification.

19. Do I really need a certificate on the wall?

If you do achieve certification, it is not necessary to display it on the wall. However, it will be beneficial to display it in your marketing materials.

20. Which industries or services does ISO 9001 apply to (or does not apply to)?

The ISO 9001 Standard is focused on management systems; as such it has universal application without regard to industry, service, for profit, or not for profit organizations. Any organization that has processes, stake holders, interested parties, and needs any kind of quality management will benefit from ISO 9001.

21. Why are the Standards not made available for free – just as the regulatory documents are?

The Standards organization has several expenses linked to their administrative role, oversight of standards development, and publication of the same. The revenues from the sale of standards help defray such costs.
 
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