1. What gaps in your Quality Management System contributed to lack of documentation needed to "validate and document conformity of the finished product to the specified requirements" per API Spec Q1 5.7.7.3?
These three characteristics were checked and verified during machining stage by QC inspector and at pre-assembly stage by assembly fitter to allow assembly of valve/choke.
Being a routine practice, it was taken for granted and not recorded in dimension inspection report. Verification was done at two stages but not recorded in dimension inspection report, is main gap. Reason of gap, was working team mentality to consider routine practice. This mentality developed gap in QMS system.
We already revised dimension inspection report form to record Parallelism, Perpendicularity and Concentricity. Additionally as described above CMM machine is already in use to assist these characteristics measurements and record.
2. Was an assessment performed to determine if there were any other areas where your facility lacked documentation?
In our QMS process, product realization start from contract review to final certificate data book and product release. Following stages are followed by us.
- Contract review
- Design and development
- Planning, procurement and receiving inspection
- Manufacturing and quality control
- In-process and final inspection
- Product release after blasting and painting.
While doing analysis of above stages, we corrected contract review stage. We used to do one time contract review against each order either upon email confirmation or against receipt of customer purchase order. We started doing contract review second time for such orders where order realization process started on email confirmation.
3. What steps have you taken to ensure that, in the future, your facility maintains proper documentation to validate and document conformity to the spec requirements?
For each customer order, we prepare following inspection and test documents to meet specified requirements of the finished products.
- Inspection Test Plan (ITP)
- Factory Acceptance Test (FAT) procedure
- Stage wise manufacturing drawing which includes tolerances
- Process routing sheet which includes dimension inspection
- Final pressure test report
- Blast and paint certificate
- Product release
Compilation of above procedure’s end result document will be certificate data book. We are making sure to maintain certificate data book which contains all stage wise process records.